Regulators are continuing to mull over possible changes to the rules that restrict dealer employees from acting as an executor, power of attorney (POA), or…
Horizons Canadian Dollar Currency ETF seeks to reflect the performance of the C$ vs the US$ by investing in C$-denominated cash and cash equivalents
Some insurance products and ETFs are in regulators’ sights
Gregg Mulholland used offshore shell companies in Belize and the West Indies to perpetrate numerous schemes
Nicola Wealth Management and Howard Atkinson have invested in the robo-advisor, which is looking to add a platform for financial advisors and financial services firms
Firms are doing what they can to ensure staff are safe and that clients are taken care of during this difficult time
The link between low rates and inflationary pressures is weaker now than before the crisis
Lieh Wang appointed U.S. Equity Portfolio Manager
In an effort to speed of the issuing process, younger clients between the ages of 18 and 40 will be able to apply for a…
A widow lost both her capital and its tax-sheltered status after investing in a dubious scheme
The Fort McMurray wildfire will likely turn out to be Canada’s most expensive natural disaster, Fitch Ratings report predicts
Electronic and print media campaign runs until March 2017
There are signs of green shoots among natural-resource stocks
The S&P/TSX composite index climbed 244.33 points to 32,000.10
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record