Decision follows a reminder from the OSC last year that firms are not allowed to promote mutual funds using a performance rating or ranking based…
Management fees will be reduced on PIMCO Canadian Short Term Bond Fund and PIMCO Canadian Total Return Bond Fund
Regulator says firm overcharged exchange and clearing fees
Outlook for capital markets business remains uncertain, Fitch reports
Canadian large-cap equity managers did not capture gains in gold and energy stocks, as they were underweight in the sectors
The proposed standards aim to address several important operational risks CDS faces in its dealings with transfer agents
The new business area’s goals include the development of tools that will help Canadians find new and better ways of accessing health care products and…
The U.S. regulator is warning investors that “boiler room” brokerage scams are still being carried out and defrauding investors
The firm is merging the CDS’s and the CDCC’s back-office operations and naming Glen Goucher as president of CDS
The self-regulatory organization found 15 systems issues at the firm that gave rise to various reporting violations
Although there’s a lot of information for those planning for retirement, there’s little available for those about to enter this stage of their lives, the…
The new regulatory requirements applying to the nine systemically important insurers is credit positive and will have little impact on these firms’ businesses
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups