The chances of clients having a disability, critical illness or need for long-term care, which can have very damaging financial impacts, are higher than most…
Provincial difference of opinion on a new standard for advisors does not presage a divided co-operative securities regulator
Invesco Global Targeted Returns Pool seeks to achieve a positive total return in all market conditions over a rolling three-year period
Two involved in the scheme received conditional sentences while another two will be sentenced later this summer
Ricardo Pascoe, former executive vice president of financial markets, takes on the new role while Denis Girouard has been promoted to succeed Pascoe in his…
The committee is expected to provide input on securities policy and operational developments that affect senior investors
IOSCO, IFRS Foundation to strengthen co-operation in the development and implementation of IFRS Ssandards
Paris-based group sounds pessimistic note about world economy
Connor, who has been president and CEO of Sun Life Financial since 2011, replaces Marry Forrest, who was elected as chairwoman in June 2015
Packham has been acting CEO since January 2015 and has played a major part in seeing Qtrade’s client assets grow to a record level of…
A single system will replace SEDAR, SEDI, NRD, the cease-trade order database, and the national registration search and discipline list
A new survey finds almost all jurisdictions require public companies to have independent audit committees that act in the interest of investors
Guidance says dealers and reps have an important role in preventing financial exploitation
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record