Regulators approve briefer quiet periods
Changes ensure level playing field for research report dissemination between Canada and the U.S.
- By: James Langton
- June 2, 2016 December 19, 2017
- 15:45
Changes ensure level playing field for research report dissemination between Canada and the U.S.
Christopher Hetner will be responsible for co-ordinating efforts across the agency
PMIs point to flat to negative earnings growth, Philip Petursson says
The bill establishes participation requirements, contributions, benefit types and sustainability provisions for the provincial pension plan
But while investors seek more knowledge from their advisors, investor knowledge has not improved during the past few years
A letter from financial services sector trade groups recommends that CPP reforms should target only the people who are most vulnerable
The deal more than doubles the Montreal-based firm’s presence in the U.S. institutional and subadvisory retail markets
Sun Life Multi-Strategy Target Return Fund invests in a broad range of strategies to take advantage of both rising and falling markets
Nine industry organizations sue Department of Labor
European securities regulators launch consultation with discussion paper
Advisors and firms should ensure they are implementing the recommended practices involving powers of attorney and senior clients
Reverence Capital Partners, has also taken a minority stake in the firm, as has Russell Investments management
The two banks came out ahead of BMO, RBC and TD Canada Trust in Forrester Research’s annual report for different reasons
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record