The firm refused the ombudservice’s recommendation to compensate an investor who lost more than $100,000 in exempt-market investments
The two new funds offer clients access to U.S. and global equity strategies without having to worry of how currency fluctuations will affect their returns
Echelon, formerly known as Euro Pacific Canada, has been growing in recent months as it completed the acquisition of Dundee Goodman Private Wealth this past…
Insurance rep failed to disclose conviction that occurred in Hong Kong
Bank allegedly manipulated interest-rate benchmarks during financial crisis
Investors will be placed in corresponding continuing funds
Report sheds light on effects of a new best interests standard
FINRA levied a fine of US$12.5 million after years of warnings about leaks of confidential information
International financial monitoring body to publish report in 2017
The group is also calling on Ottawa to alter the rules surrounding group RRSPs to put them on a more level playing field with workplace…
The three new series provide flexibility for Canadians who are invested in two specific funds and are looking to hedge their exposure to U.S. currency
There are various points of contention, among them are the impact on competition and regulatory arbitrage if the U.K. leaves the EU
Although a new report finds little evidence of decline in liquidity, it did find issues with data reporting and public disclosure requirements
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups