The advisor employed a high-risk investment strategy, which ran counter to the client’s expressed objectives and parameters for risk tolerance
Cambridge Global Asset Management will now take on a greater role within CI, replacing Tetram Capital Management on several funds
Universal life insurance can provide benefits such as flexibility and tax-exempt investment room, but the product is not suitable for all clients
Priorities for 2017 will include enhancing cybersecurity action plans and finalizing recovery plans
A new report expresses concern that real return estimates may be unrealistic, and making younger workers pay higher contributions should thus be avoided
As universal life products evolve, some advisors say these products continue to be attractive while others say UL has no place in a client’s portfolio
The new regulatory regime would establish conduct rules similar to those for dealers in equities markets, but with unique measures
The company has embarked on a five-city venture capital roadshow touting the TSX and TSXV beginning in Santa Monica, Calif., on Tuesday
Demand for advisor class units, which make up less than 2% of the firm’s AUM, is expected to decline as new regulatory measures take shape
With the introduction of the new chapter on Friday, the advocacy group will be represented in Canada’s Big Four cities for the financial services sector
Pablo Fuchs, senior editor with Investment Executive and Fiona Collie, staff writer, discuss survey participants’ thoughts about the CSA’s proposal to introduce a best interest…
Economists had expected a surplus of $500 million
Cooper, formerly of CI, will co-manage various Canadian equities-focused funds with Empire Life CIO Ian Hardacre
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups