Incumbents see potential for a “symbiotic relationship” with fintech firms as 82% of executives intend on partnering with these startups in the next few years
The ratings agency expects the U.S. Fed Funds rate will reach 3.5% to 4% by 2020
The investment industry’s informal approach to information sharing and communication works well, but improvements are needed, CSA report finds
The new rule, which takes effect Oct. 6, will bring IIROC in line with the approach the MFDA has recently adopted
New proposal explores allowing companies to report semi-annually rather than quarterly, and expanding their ability to distribute documents online
E-Proxy Voting System prototype embraces blockchain technology
Nick Paldrmic, who has been with the organization since 2010 and interim leader for the past six months, takes over as president of CTC |…
The decline was mainly the result of a drop in plans for single-family dwellings and institutional structures
The U.S. central bank suggested it might start trimming its balance sheet later in the year
The hostile beneficiaries, who had claimed the executor had not met his duties, were ordered to pay more than $17,000 to cover the executor’s costs…
The firm spent $2 million on a conference that violated the rules and included lavish gifts for reps, including Dom Perignon, jewelry and golf outings
A monthly update on recent regulatory events and upcoming deadlines
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record