Loonie drops to 14-month low
2016 client research project aims to explore what client segment would be most affected by the potential elimination of embedded commissions
The tipster informed the regulator of securities violations and helped the SEC in its subsequent investigation
The big European global trading and universal banks start reporting results next week
CRM2 has led to more questions from clients about MERs, so IFIC members would like to see this disclosed as part of an initiative the…
The new platform-agnostic system would make it possible for dealer firms to sell ETFs without having to set up the necessary compliance and back-office infrastructure
The firm will be cutting 1,500 positions, or 13% of its staff, including jobs involved in supporting advisors — but no advisors will be let…
The Canadian Public Accountability Board has expressed concern regarding denied access to inspect audit work performed in a foreign jurisdiction
Countries report challenges in implementing new disclosure requirements
CFP and FPSC level 1 examinations take place across Canada June 2
The transaction values Hong Kong-based Nord Anglia Education at US$4.3 billion
Adams led Alberta Pension Services, through a $60-million technology and business improvement project
The regulator is seeking to ban Garth Drabinksy, ho defrauded investors of an estimated $500 million, from acting as a director or officer of a…
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record