The competition saw student teams evaluate the ethical dilemmas in a case study indicative of issues investment management practitioners face
Oil prices move lower; tech stocks pull back
Paul Bourque advocated in a speech that investors should be given a choice in terms of how fees are paid
The U.K. regulator received 77 applications for the second phase of the sandbox from firms seeking to test innovative products and services
The regulator released a video providing advice for senior investors on what to consider when their existing advisor retires
Management fees will be reduced by five basis points among all current series of the affected funds as of July 1
The revised guideline is out for comment until Aug. 4
U.S. broker-dealers reported nearly 2,300 cases of suspected senior-related fraud or exploitation to authorities in 2015
The changes include tweaking the investment objectives and strategies, modifying corporate classes and reducing fees
The Trusted Advisors feature will improve the sharing and fiduciary tracking of important documents among BlueRock clients and advisors
It’s critical for seniors to understand how to protect themselves from financial abuse given that the majority of cases will involve people who are close…
A new report from the OSC finds that exempt-market issuance rose by 9% to a total of $72 billion in 2016 following a 40% gain…
Although there have been significant changes to the Report Card, advisors’ ratings, overall, have remained fairly stable since 2008
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups