Much debate on new CE proposals
Although industry participants are generally onside with enhanced CE standards for advisors, there are some big concerns
- By: IE Staff
- May 4, 2017 March 1, 2019
- 13:50
Top Stories in News
Diversity still hard to come by in U.S. asset-management industry
A new report finds that women- and minority-owned firms in the mutual fund business are slowly increasing their share of AUM
- By: Beatrice Paez
- May 4, 2017 December 19, 2017
- 13:40
From the Regulators
Australian hackathon leverages Ontario experience
The event, which follows a similar none held by the OSC, will explore tech-driven solutions to regulatory issues
- By: James Langton
- May 4, 2017 March 1, 2019
- 13:20
Research and Markets
Peak annual meeting day falls on May 4
May is the busiest month for annual meetings in Canada
- By: James Langton
- May 4, 2017 May 4, 2017
- 11:35
Research and Markets
Nasdaq advocates for reforms to rejuvenate public equity markets
There are now nearly 1,000 fewer publicly traded companies in the U.S. than there were 10 years ago
- By: James Langton
- May 4, 2017 May 4, 2017
- 11:15
Research and Markets
Canadian exports hit record high in March
Driving the gain was a 7% increase in energy exports; trade deficit narrows
- By: The Canadian Press
- May 4, 2017 May 4, 2017
- 10:50
Industry News
DBRS downgrades Home Capital ratings
Credit rating agency cites the firm’s decision to postpone the release of its first quarter earnings to May 11
- By: James Langton
- May 4, 2017 December 19, 2017
- 10:30
Products
Desjardins signs on to UN PRI
The international ESG agreement has more than 1,700 signatories from 50 countries
- By: Beatrice Paez
- May 4, 2017 October 17, 2019
- 10:00
Industry News
CIBC adds more cash to PrivateBancorp offer
The friendly takeover bid is now worth $6.8 billion
- By: The Canadian Press
- May 4, 2017 December 19, 2017
- 09:00
Research and Markets
TSX pulled lower by metals and materials stocks
U.S. Fed leaves rates unchanged
- By: Linda Nguyen
- May 3, 2017 May 3, 2017
- 16:10
From the Regulators
OSC cannot revisit terms of regulatory enforcement order
Hearing panel rules against application from Global RESP and Global Growth Assets, whose UDP was suspended in an earlier proceeding
- By: James Langton
- May 3, 2017 March 1, 2019
- 15:10
From the Regulators
U.S. regulators announce compliance forum
The SEC and FINRA will hold their national compliance outreach program on July 27
- By: James Langton
- May 3, 2017 March 1, 2019
- 14:15
From the Regulators
Will new national regulator attract holdout provinces?
The chief regulator of the proposed CMRA believes Alberta, Quebec and other provinces will consider joining the initiative once it proves successful
- By: Patricia Chisholm
- May 3, 2017 March 1, 2019
- 13:40
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
CPP Investments acquires minor stake in lubricants company Castrol
The pension fund is investing up to US$1.05 billion
- By: The Canadian Press
- December 24, 2025 December 24, 2025
- 10:07
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 24, 2025
- 01:34
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24