SEC settles case against VC fund adviser
Regulator alleged US$14 million overcharging, settles for US$150,000 penalty
- By: James Langton
- March 24, 2026 March 24, 2026
- 14:38
Regulator alleged US$14 million overcharging, settles for US$150,000 penalty
Reducing internal trade barriers, boosting energy supplies, key opportunities
Steel, auto and lumber sector businesses forced to cut staff, production
Tariffs, reducing reliance on China, pushed both sides to make a deal
Annette Ryan promised to "hold the government's feet to the fire" on spending decisions
Oil price rises after Monday's retreat
Enforcement case concluded against man convicted of insider trading
Lawsuit alleging man exploited in real estate deals allowed to continue
Deputy governor posts to filled via an internal recruitment process
Change is meant to combat misconduct, cheating: FSRA
"Uncertainty is being driven through the roof," says Scotiabank economist
Much of the rally is due to expectations for calming tensions in the U.S.-Israeli war on Iran
In finance, insurance, real estate and leasing, business exits have outpaced starts since mid-2023
High earners feeling the effects, but have more capacity to absorb rising costs
Alleged scheme ended in double murder-suicide back in 2023
Tribunal approved OSC's settlement with Liquidnet Canada
The regulator's consulting on its proposed guidance before new crypto sector rules take effect
Existing policies to remain in legacy system
Higher renewal comp, longer chargeback schedule aim to match advisor incentives to client interests
That's more than double the $184M deficit the government tabled last spring
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable