OSC compliance reviews continue to reveal deficiencies
The provincial regulator is likely to provide more guidance on mutual fund sales practice rule and seniors
- By: James Langton
- July 11, 2017 May 31, 2019
- 13:40
Top Stories in News
Solactive establishes Toronto office
The firm has also hired Bernd Henseler to fill the role of head of the Americas
- By: Leah Golob
- July 11, 2017 December 19, 2017
- 11:00
Industry News
Lamarche leaving LOGIQ
The high-profile mutual fund manager will be setting up his own firm and enter into a subadvisory relationship with his former company
- By: James Langton
- July 11, 2017 December 19, 2017
- 10:25
Bridgehouse introduces Morningstar Managed Investments Program
The program includes five risk-targeted Morningstar portfolios consisting of mutual funds, pooled funds and ETFs
- By: Leah Golob
- July 11, 2017 October 17, 2019
- 10:10
From the Regulators
OSC to consider no-contest settlement with Manulife
Two Manulife dealer subsidiaries allegedly overcharged clients in fee-based accounts between 2005 and 2016
- By: James Langton
- July 11, 2017 May 31, 2019
- 09:50
Research and Markets
TSX closes higher amid expectations of BoC rate hike
U.S. markets finish mixed
- By: Alexandra Posadzki
- July 10, 2017 July 10, 2017
- 16:20
From the Regulators
ESMA publishes final standards for publishing trade repositories data
The standards are part of an overall effort to improve transparency and oversight in over-the-counter (OTC) derivatives markets
- By: James Langton
- July 10, 2017 May 31, 2019
- 15:00
Products
Mobius turns attention to bargain-priced stocks
The emerging-markets veteran is aiming to pick up stocks that may not be included in broad market indices and may have been overlooked — as…
- By: Jade Hemeon
- July 10, 2017 October 17, 2019
- 14:00
Industry News
BMO, TD win U.S. FSR leadership awards
Banks recognized for their efforts at promoting financial literacy
- By: James Langton
- July 10, 2017 December 19, 2017
- 13:40
SEI Canada lowers fees on Class F funds
The firm will also alter a selection of embedded-fee purchase options for certain other classes of mutual funds
- By: Leah Golob
- July 10, 2017 October 17, 2019
- 11:25
From the Regulators
MFDA sanctions TeamMax Investments for a variety of rule violations
The violations in question stemmed from the mutual fund dealer’s failure to implement adequate compliance systems
- By: James Langton
- July 10, 2017 May 31, 2019
- 11:15
Horizons does away with PACCs and SWPs
The firm is also changing the distribution frequency of four ETFs to quarterly instead of monthly
- By: Leah Golob
- July 10, 2017 October 17, 2019
- 10:50
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00