S&P DJI takes aim at U.S. dual-class share companies
The indexing giant will no longer add companies that utilize multiple share class structures to the S&P 1500 and its component indices
- By: James Langton
- August 2, 2017 December 14, 2017
- 12:15
The indexing giant will no longer add companies that utilize multiple share class structures to the S&P 1500 and its component indices
For insurance advisors, average age, tenure in the industry and with their firms, as well as annual compensation, is most revealing
Joe Yiu Cheung has agreed to pay almost US$800,000 and to be banned permanently from dealing with penny stocks
Sun Yung Tsu has been with Manulife Hong Kong for almost 63 years — and has no intention of retiring yet
Despite a rebound in the resources sectors, Canadian equity funds posted modest losses during the month
Energy shares, which fell by more than 0.7%, were the biggest decliners of the day
FINRA and the SIPC reached an agreement that’s intended to reduce the compliance burden and costs for firms
Two men convicted of securities law violations lose bid to appeal convictions and penalties
The bank is also introducing the ability for clients to make Interac e-Transfer payments within Apple’s iMessage platform
Investor interest in fintech remains quite high in Canada, with the Big Five banks continuing to place a strong emphasis on innovation
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups