IIROC seeks info on supervisors
The request follows recent changes to the self-regulatory organization’s continuing education rules
- February 5, 2018 November 5, 2019
- 12:10
The request follows recent changes to the self-regulatory organization’s continuing education rules
The proposed legal structure would give the insurer greater financial flexibility and help it better compete
Global Resource Leaders ETF and US Bank Leaders Income ETF begin trading on TSX
Two professors from Ontario universities join as senior researchers
36% of Canadians surveyed lied about financial matter to partner: poll
Recent reductions by major mutual fund firms range from 5 bps to 55 bps
Many MFDA-licensed advisors are taking another look at IIROC
Are firms shifting clients into lower-cost funds as appropriate?
Several key factors affected the relative returns of some mutual fund families
Defaults are declining in the high-yield arena as corporate issuers enjoy rising profitability and strong balance sheets
The S&P/TSX composite index shed 4% on the week
The service automatically rebalances a portfolio holding mutual funds from multiple companies
Four firms fined, several individual mortgage brokers’ licenses revoked
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups