The proposals would strengthen competition between asset managers, make it easier for investors and advisors to switch platforms and tackle price discrimination
The draft template details the obligations of investment dealers and portfolio managers in serving shared clients
Discussion paper proposes tweaks to better suit the Canadian banking market
Housing sales mark the first substantiative month-over-month increase this year
Although the FSB believes that crypto assets do not pose a material risk to global financial stability at this time, it recognizes the need to…
The sales is expected to close in the third quarter
U.S. markets make minor gains
Former investment dealer agrees to pay more than $170,000 to regulator
Vulnerable clients of Darryl Joseph Yasinowski suffered significant losses
Investors approached by the unregistered firm’s representatives are urged to contact the regulator
M Partners sanctioned a second time for audit trail deficiencies
U.S. markets post large gains
Automated content recommendations are designed to help advisors engage with clients and prospects more efficiently
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups