Peak settles with AMF on compliance deficiencies
A 2016 review found weaknesses in the firm’s internal controls and supervisory systems
- By: James Langton
- June 5, 2018 November 13, 2019
- 11:25
A 2016 review found weaknesses in the firm’s internal controls and supervisory systems
The software provider’s partnership with Canada Gives will help advisors provide a new planning approach for major donors
The mutual fund company is capping, reducing the management fees of and consolidating and renaming certain fee-based series
U.S. markets see bigger gains
A longer-term investment focus requires looking at sustainability
The federal government should consider whether to adopt incremental changes or to embrace more radical options
Cybersecurity threats are an increasing credit risk for banks and other financial institutions
As part of the review, the FSB welcomes feedback from financial institutions, industry and consumer associations and other stakeholders
The transaction allows the bank to increase its reliance on wealth management as a source of earnings
The allegations relate to the sale of more than $5.5 million worth of securities in Rockfort Mortgage Investment Corp. and Greenview Capital Mortgage Investment Corp
Factors such as investment strategy and valuation must be considered
While the industry directly employs 40,865 people, it’s indirectly responsible for almost 85,000 additional jobs
Although two CRA officials gave more information on certain rules at this year’s STEP conference, a tax expert expressed frustration with the draft legislation
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record