Raymond James enhances toolkit for advisors
Advisor network gains access to NEO connects platform-traded funds
- By: Leah Golob
- June 11, 2018 October 17, 2019
- 11:00
Advisor network gains access to NEO connects platform-traded funds
BlackRock’s systemtic active equity team will bring expertise to iProfile International Equity Pool/Class
Canadian dollar edges higher
The regulator alleges the fund dealer violated the mutual fund sales practices rule by paying reps higher commissions to sell its proprietary funds
Blair Fleming didn’t comply with the bank’s disclosure and conflict of interest policies relating to workplace relationships
An important way for firms to improve the retention of insurance advisors is to provide management responsibilities
Clayton Smith engaged in fraud, regulator alleges
The insurance environment and reinsurance practices have changed significantly over the past 10 years
Fewer condos, townhomes and other multi-unit projects started up in some urban areas last month
The ability to understand app features has the largest impact on overall satisfaction among app users
The new category aims to encourage more companies to adopt the U.K.’s high governance standards
7,500 jobs lost in May
The two dealers will pay slightly less than $11 million to resolve allegations that clients paid excess fees
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record