Markets end week on high after steady rate hike outlook by Fed chairman
Brokerage firm had good reason to terminate advisor
Court orders defendants to pay more than US$1.1 million in penalties and restitution
Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017
Alvin Sharma moving to Foresters from Echelon
Loonie trades lower
The surge in deal value was largely due to 18 megadeals, the highest quarterly total in more than five years
Combined, Alterna Savings and Toronto Municipal Employees’ Credit Union will have more than 165,000 members and $7.3 billion AUA
The highest-earning Canadian men outlive the lowest-earning men by eight years
Some registered firms are not establishing an adequate compliance system
A continued benign credit environment will benefit earnings
A pair of notices offer direction for investment dealers and fund managers
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups