Their success has been overshadowed by the struggles of institutional dealers
Nasdaq sheds 72 points
With RESPs, clients can take advantage of the Canada Education Savings Grant
Belle Kaura named chairwoman
Canada’s improvement in the Natixis rankings is largely due to quality of life factors
Proposal would give regulators a stronger tool to take appropriate action against companies misleading investors
August saw Canadian equity flows of $1.3 billion, the highest of 2018
The web-based tool aims to eliminate cost and complexity for introducing brokers and portfolio managers
A female advisor misappropriated more than $31,000 from her father, who was a client
The bank ranked in the top 25 of the Thomson Reuters global diversity and inclusion index for the second year in a row
The insurer could have allowed an employee to withdraw her resignation, but was not required to do so
U.S. markets close mixed
The aim of the test is to raise the standards and competence of advisors
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups