NASAA elects millennial president
Vermont’s Michael Pieciak succeeds Joseph Borg
- September 26, 2018 November 13, 2019
- 17:15
Vermont’s Michael Pieciak succeeds Joseph Borg
Daniel Reeve was found guilty of defrauding victims of $10 million through several Ponzi schemes
The second-annual ASC Connect conference will take place Oct. 9
The new program aims to match future income needs with an income generating strategy
Moving the date of implementation up by three months could benefit more than 24,000 people
The portfolios of two ETFs have expanded to include additional companies
Mutual fund dealers and their advisors will gain access to more efficient, automated investment processes
Task Force publishes first status report
Members will be selected to represent a broad range of relevant experience, skills, knowledge and perspectives
Paul Allison of Raymond James elected chairman
Kevin McCreadie named CEO and Judy Goldring named president
Fixed-income investors are looking to high-yield bonds, preferred shares, REITs and MICs to generate greater returns
The anonymous tipster furnished extensive assistance which helped the U.S. regulator bring a successful enforcement action in the case
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
High-profile firms and their clients were targeted in 2025
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record