Some firms are failing to ensure annual testing for automated order systems used by direct electronic access clients
Self-directed investors prefer commissions-based relationships
The agency says it has no plans to abandon paper tax returns despite the rising use of digital services
SRO satisfied firm will put in place appropriate disclosure, policies, procedures and controls
The Montreal-based firm is also opening an office in London
The Sustainable Stock Exchanges Initiative promotes responsible investment
The company is assuming core portfolio advisor duties for three fixed-income pools
Responsible investment perceived as the ‘right thing to do’
Bank cites growth in lending and deposit balances and improved margins from higher interest rates
If approved, the merger will take place on or about March 27
Middlefield Healthcare & Life Sciences ETF and REIT INDEXPLUS ETF now trading on the TSX
Fee model aligns manager profitability with the results achieved by clients
May crude oil contract declines US$2.03 to US$90.32 per barrel
A pair of portfolio managers make the case for cautious optimism
Approval of charters for non-banks on the rise, but industry wary of tech giants: Fitch
Concerns about investor harm arise as trailers persist, despite 2012 ban
Court dismisses case, citing importance of timely dispute resolution
Conflict arose from allocation that generated revenue from "no fee" accounts
Pre-budget submissions also float single insurance licensing system among provinces, fiduciary standard for advisors
Health coaches to support group benefits clients throughout cancer journey
The budget forecasts a deficit of $498M on total spending of $27.3B
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
Both also recorded positive net sales in February, SIMA reports
Plus, other launches, fund changes announced
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more