Toronto advisor fined for making unsuitable recommendations
Rep recommended and implemented extensive margin use for two retired clients
- May 9, 2019 November 13, 2019
- 14:00
Rep recommended and implemented extensive margin use for two retired clients
The bancassurance distribution channel is entrenched in Europe and growing in popularity in Asia
Global green bond issuance totalled $47.2 billion
Amendments are aimed at reducing the regulatory burden for issuers that wish to conduct ATM distributions
Revenue was also down year over year
Fiera will distribute Natixis investment strategies to Canadian clients
Firm alleged to have misled investors with a slide presentation
New system to enhance SRO's ability to detect possible market abuse
Firm announced the sale of its U.S. asset-management business in April as it shifts focus to life insurance
The June crude contract was up 72¢ on Wednesday
Franklin Templeton study finds boomers who work with advisors are confident about their savings
Jeff Marshall steps into the newly created role
Lynn Patterson will retire on July 19
Proposal to lower tax rates and simplify or eliminate tax credits could unleash $140B in capital investment
Sales rose in six of nine subsectors, led by motor vehicle and parts dealers
Treasury yields climb again as inflation worries reduce chance of Fed cut this year
Ex-rep posed as a successful trader online, duping investors
Payments from LIFs can face forfeiture, court finds
Harmed investors will be able to make claims for share of sanctions, April 1
Proprietary data, keeping humans and regulators in the loop key to strategy
National Bank, CIBC and Scotiabank have so far committed to tracking their energy supply ratios
The bank's benchmark deposit rate has remained at 2% since June 2025
Moores will succeed longtime leader Jamie Coulter, who stepped down last year
Gallagher will oversee Richardson rebrand under iA Financial
Plus, appointments at Harbourfront, Richardson, Manulife Investments and more
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more
Favourable demographics and a rising middle class are ingredients for long-term secular growth
Rising fundraising targets, increased product launches are driving the activity: report