OSC proposal looks at automating compliance, cutting costs
Regulator consults on approach to building machine-readable rules
- By: James Langton
- March 30, 2026 March 30, 2026
- 14:19
Regulator consults on approach to building machine-readable rules
Clamp-down on scams may impose new obligations on financial institutions, among others
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Quebec pension fund is FNZ's primary shareholder
Dow and Nasdaq finished in correction territory last week
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
Xanadu Quantum Technologies jumps 11% on TSX debut Friday
Provincial budget’s cut to small business tax rate comes with adjustment for tax-integration purposes
SRO issues revisions to gatekeeper, trading supervision obligations
Retail investors allowed to qualify as pro investors due to weak controls
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Stablecoins will form foundation for tokenizing other financial assets
Economic fallout from conflict raises risk to financial markets
Much of the rally is due to expectations for calming tensions in the U.S.-Israeli war on Iran
In finance, insurance, real estate and leasing, business exits have outpaced starts since mid-2023
High earners feeling the effects, but have more capacity to absorb rising costs
Alleged scheme ended in double murder-suicide back in 2023
Tribunal approved OSC's settlement with Liquidnet Canada
The regulator's consulting on its proposed guidance before new crypto sector rules take effect
Existing policies to remain in legacy system
Higher renewal comp, longer chargeback schedule aim to match advisor incentives to client interests
That's more than double the $184M deficit the government tabled last spring
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable