A notice published Friday provides greater clarity on what constitutes wash trading
Firm allegedly violated the U.S. Foreign Corrupt Practices Act
StatsCan notes that online prices have greater volatility than in-store prices
IFIC's annual investor survey sheds light on how CRM2 cost reporting impacts your client
World Federation of Exchanges partners with UN's Sustainable Stock Exchanges initiative
Study finds that in 2018, costs ate up 90% of gross returns
New rules allow certain ETFs to come to market more quickly
SRO wants to ensure fund reps' skills and industry knowledge remain up to date
The heads of the MFDA and IIROC squared off on the future of SROs
Meanwhile, the banks are battling it out for doctors’ business
A report examines the landscape of "contingent" pension plans
The shortcomings may be addressed through the CSA's client-focused reforms
Investors sift through "ugly" jobs report in Canada, U.S. economic data
Iran War has choked off most tanker transport through the Strait of Hormuz
GDP and jobs growth, inflation, are weighing on consumer sentiment
SRO says high risk, high volume trades, insufficient notes should have raised red flags
New guidance broadens range of supports that discount brokers can provide
Court grants Wealthsimple's application for closing judgment
Plus, RBC buys mortgage fintech, Fiera funds solar energy firm and EQB-PC Financial merger gets key thumbs up
But the advantages digital banks have enjoyed on fees is shrinking, as Ottawa pulls policy levers
The reversal comes just over two weeks after Houston's government tabled its budget
Gallagher will oversee Richardson rebrand under iA Financial
Plus, appointments at Harbourfront, Richardson, Manulife Investments and more
Interim Parliamentary Budget Officer Jason Jacques not extended
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more
Favourable demographics and a rising middle class are ingredients for long-term secular growth
Rising fundraising targets, increased product launches are driving the activity: report