BCSC alleges woman violated trading ban
Woman was permanently banned and ordered to pay $2.24 million in 2017
- By: James Langton
- July 16, 2019 November 13, 2019
- 13:55
Woman was permanently banned and ordered to pay $2.24 million in 2017
Indices identify "prime" ESG companies across five market segments
Rating agency warns of "steady erosion" of change-of-control rights
Firm launched the Picton Mahoney Fortified Income Alternative Fund on Tuesday
They added $12.9 billion worth of bonds during the month
Consumer confidence remains high in spite of economic uncertainties
U.S. markets closed at record highs on Monday
New rules for certain banks take effect in April 2020
Firm agrees to repay fund manager clients US$25M and pay US$1.5M in penalties
Joanne De Laurentiis was president and CEO of IFIC until 2016
Toronto and Montreal made gains, while B.C. saw declines
Police allege investors were defrauded of $955,980
New offerings are designed to minimize home country bias
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record