Investor cost disclosure under the microscope
ESMA is seeking feedback on disclosure requirements
- By: James Langton
- July 17, 2019 November 13, 2019
- 12:51
ESMA is seeking feedback on disclosure requirements
Caroline Dabu has been appointed vice chair
AGF Investments says the funds will use market neutral and long/short strategies
Settlements generate US$89 million in restitution
Result matched economists’ expectations
Companies increasingly judged on environmental impact, Cerulli says
Dip in apartment constructions offsets gains in single-family homes
U.S. markets also closed lower on Tuesday
Defendant pleads guilty to his role in the scheme
Enhanced methodology to be implemented in Q2 2020
Alternative lenders held $13B–14B of outstanding mortgages last year
Woman was permanently banned and ordered to pay $2.24 million in 2017
Indices identify "prime" ESG companies across five market segments
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record