IIROC proposes changes to in-house trading rules
The proposals are out for comment until Dec. 4
- By: James Langton
- September 5, 2019 November 13, 2019
- 17:27
The proposals are out for comment until Dec. 4
S&P/TSX composite index gained 125.97 points on Thursday
Carol Lynde was elected at the association’s AGM this week
The regulator proposed changes to rules for filing reports detailing significant acquisitions
ESMA released a new stress-testing framework on Thursday
While low-cost investments continue to gain ground, some active mutual funds are thriving south of the border
Options Clearing Corp. settled the case without admitting or denying the regulators' findings
Program addresses an investment trend that is "increasingly important to investors of all ages"
Revenue growth was tempered by higher operating expenses and provisions for credit losses, a DBRS report says
However, consumer bankruptcies are down year over year
Fund aimed at investors “looking to simplify their fixed income holdings”
The fund has the ability to use options and short positions for risk protection
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record