States sue SEC over failure to introduce fiduciary standard
The new broker conduct rule waters down the protections in the Dodd-Frank Act, the states say
- By: James Langton
- September 10, 2019 November 13, 2019
- 12:26
The new broker conduct rule waters down the protections in the Dodd-Frank Act, the states say
Honesty remains the best policy when purchasing a home, Equifax says
The pair pleaded guilty to 171 securities law violations
Investor Economics says it's the first decline in household wealth since the global financial crisis
Urban starts increased by 2% during the month
National Bank’s Daniel Straus calculates what these spreads actually cost mutual fund investors
Global issuance could reach around US$245 billion this year
TSX down slightly at start of week
Oumar Diallo joins the regulator as its director of fintech and innovation
The association also urged country-wide harmonization of titles
The ones that have the biggest sway on the market focus on trade and the Federal Reserve
Consultation on wholesale market data shelved so firms can focus on EU withdrawal
Firm announces acquisition of data analytics company Carbon Delta AG
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record