SEC wraps case against fund Ponzi schemer
Regulator concludes case against man serving 14 years for fraud
- By: James Langton
- March 31, 2026 March 31, 2026
- 11:23
Regulator concludes case against man serving 14 years for fraud
Gross hires decline to lowest level since the pandemic
Americans see higher inflation ahead, are less optimistic about stock prices
Research indicates that strong wage growth is keeping inflation elevated
Market optimism returns after Trump, Iran signal willingness to end to war
Pre-Iran war figures show strongest growth in a year
Energy prices increased 4.9%, after falling in February
Real GDP edged 0.1% higher in January
Regulator releases first enforcement annual report
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
Central bank is closely monitoring inflation expectations, Fed chair says
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
Oil shock knock-on effects more likely as conflict drags on
Much of the rally is due to expectations for calming tensions in the U.S.-Israeli war on Iran
In finance, insurance, real estate and leasing, business exits have outpaced starts since mid-2023
High earners feeling the effects, but have more capacity to absorb rising costs
Alleged scheme ended in double murder-suicide back in 2023
Tribunal approved OSC's settlement with Liquidnet Canada
The regulator's consulting on its proposed guidance before new crypto sector rules take effect
Existing policies to remain in legacy system
Higher renewal comp, longer chargeback schedule aim to match advisor incentives to client interests
That's more than double the $184M deficit the government tabled last spring
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable