Truth in fund names
The SEC seeks comment on rules that aim to prevent investor deception
- By: James Langton
- March 2, 2020 March 2, 2020
- 14:51
The SEC seeks comment on rules that aim to prevent investor deception
Associate Finance Minister Mona Fortier talks to Investment Executive about measures to boost the middle class
The group of regulators is providing tools to address women's longer lifespans and the gender pay gap
Plus, almost one-fifth say they'll never be out of debt
Markets are expecting the Bank of Canada to act starting with a rate decision on Wednesday
Industry faces higher claims and negative market impacts
Court finds registered account investors were charged undisclosed currency fees for 10 years
The S&P/TSX composite index closed down 454.39 points on Friday
But it's unclear how a rate cut would counteract the effects of the coronavirus
A tax preparer used his inside knowledge of CRA operations to file fraudulent returns
The SEC found some reps recommended funds they didn't understand
Investors may be vulnerable to scams as volatility rises, FINRA warns
As a result, the central bank could cut its trendsetting rate next week
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record