Firm also announces changes to risk ratings on 15 ETFs
Funds offer exposure to a range of investment strategies
SEC to allow virtual fund meetings to 2021; MX compliance relief extends to Sept. 30
The whistleblower initially tried reporting internally
Rapid shift to digital services and remote working have occurred due to distancing demands
The defendants were previously ordered by a U.S. court to pay almost US$7M
Trends in complaints include unfair debt collection, processing delays
Provisional demographic data indicates "excess mortality" since the pandemic arose
Both product categories recorded net sales of $2.6 billion
Economists expected a decline of 15%
Both the NDP and Green Party have called for a wealth tax
SRO hearing panel ruled the former rep "completely untrustworthy"
Central bank is closely monitoring inflation expectations, Fed chair says
Oil shock knock-on effects more likely as conflict drags on
Dow and Nasdaq finished in correction territory last week
Regulator releases first enforcement annual report
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
Regulator consults on approach to building machine-readable rules
Clamp-down on scams may impose new obligations on financial institutions, among others
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
Provincial budget’s cut to small business tax rate comes with adjustment for tax-integration purposes
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
It's the second firm in Canada to receive approval to offer futures and forecast contracts