SEC to allow virtual fund meetings to 2021; MX compliance relief extends to Sept. 30
The whistleblower initially tried reporting internally
Rapid shift to digital services and remote working have occurred due to distancing demands
The defendants were previously ordered by a U.S. court to pay almost US$7M
Trends in complaints include unfair debt collection, processing delays
Provisional demographic data indicates "excess mortality" since the pandemic arose
Both product categories recorded net sales of $2.6 billion
Economists expected a decline of 15%
Both the NDP and Green Party have called for a wealth tax
SRO hearing panel ruled the former rep "completely untrustworthy"
Report suggests oil demand may flag for years post-pandemic
Regulators see an ever-growing array of pandemic-related frauds
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups