PMAC 2013: Inadequate KYC poses greatest compliance concern

Rebecca Cowdery, partner, Borden, Ladner Gervais, discusses the number one compliance concern according to both regulators and industry – going beyond the KYC form to truly know your client. Cowdery gives pragamtic tips on effective ways to know your client. She spoke at the Portfolio Management Association of Canada (PMAC) 2013 conference and annual general meeting in Toronto.

By: Rebecca Cowdery
November 27, 2013 December 15, 2017
12:10

Foreign investors bought $46.6B worth of Canadian securities in October

This is the highest monthly foreign investment in Canadian securities since March 2022

By: Jonathan Got
December 17, 2025 December 17, 2025
14:00

CRA accounts to require backup multifactor authentication

Agency encourages taxpayers to add the extra layer of security ahead of tax-filing season

By: IE Staff
December 17, 2025 December 17, 2025
13:53

CPP Investments forms joint venture with Dream Industrial REIT

As part of the joint venture, the partners will acquire a portfolio of 12 Canadian industrial assets totalling 27 buildings

By: The Canadian Press
December 17, 2025 December 17, 2025
10:06

Today's top stories

SEC sanctions Canadian over pump-and-dumps

Accountant allegedly found assets used to lure investors to schemes

By: James Langton
December 19, 2025 December 19, 2025
15:39

Industry moves: Michelle Connolly joins Q Wealth

Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more

By: Alisha Hiyate
December 19, 2025 December 19, 2025
16:50

Tanya Staples is on Canadian Advisor.cast

Women continue to face systemic issues in Canada's financial planning industry — Tanya Staples has an idea

December 19, 2025 December 19, 2025
14:38

AI names push stock markets higher on Friday

'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager

By: Daniel Johnson, The Canadian Press
December 19, 2025 December 19, 2025
17:15