NASAA task force to review analyst independence
Action follows Merrill Lynch settlement
- By: IE Staff
- April 23, 2002 April 23, 2002
- 16:15
Action follows Merrill Lynch settlement
Virtual bank boasts growth rate of 11,000 customers per month
Birla Sun Life joint venture
Web Monthly Progress Monitor
SEC mulls overhaul of ratings cartel
Argentina still a concern
Merrill Lynch has joined forces with the Bank of New York, today, to introduce tri-party “repo trading” to Canada. A “tri-party repo” is a loan…
Will be unveiled in the U.S. in July
But stock market is likely to disappoint
Proposed analyst conflict of interest rules don't go far enough
Regulators plan to harmonize long form prospectus rules
NASAA proposal would strengthen analyst independence
Hydro One IPO stalls
Bank unable to secure additional liquidity
Talks about broader overhaul stall over money
Unapproved company offering insurance and loans
Appoints new chief financial officer
Merger breeds success
Contract is enforceable even though prohibited by Insurance Act
Aggressive monetary and fiscal policy restored growth
NASAA approves exemption for secondary trading by U.S. investors
Katz fined $50,000
Bardswick assumes leadership as Squire retires
But now they are also more picky
Repayment of broker debt cannot be resolved by court