Winnipeg-based Richardson & Sons, Ltd. (JRSL) said Tuesday that it has acquired 1,338,400 common shares of Toronto-based GMP Capital Inc. since Dec. 2, 2011. JRSL,…
When misconduct is common and accepted by financial services professionals, the integrity of the entire financial system is at risk
International Council of Securities Associations names Ian Russell as new chairman of the standing committee on regulatory affairs
FAIR Canada says the proposals fall short on being “pro-consumer”
Proposal to “dematerialize” financial markets would help reduce costs and risk, U.S. clearing firm says
Banking products such as loans and deposits represent a large part of new bank’s portfolio
IFIC stresses domestic regulation of money market funds in submission to IOSCO
Probe follows LIBOR scandal
Fitch says it’s premature to speculate about any change in strategic direction by new senior executives
Credit Union Central of Canada supports the availability of federal incorporation for credit unions
Proposed amendments outline when CDS would be permitted to disclose participants’ information to regulators
TMX Group Inc. Thursday announced its commitment to contribute to the development of the impact investing field in Canada as a founding supporter of the…
The “balance of convenience” favours the advisor, not the former firm, Edward Jones
Tokyo, Osaka exchanges to merge
The solvency position of most Canadian pension plans declined sharply in the second quarter of 2012
Research data will enhance IQ trading platform
Geoffrey Ritchie, executive director, Exempt Market Dealers Association, discusses what advisors need to know about exempt market products, and how regulators are taking a closer…
AMF intends to issue final recognition order for CDS
David Gilkes, vice chairman of the Exempt Market Dealers Association and president of North Star Compliance & Regulatory Solutions Inc., says that the OSC needs…
More than 10,000 young people have benefitted from Power Up! Academic Enhancement Program
Jerry del Missier was appointed only last month
Merger consolidates regulatory compliance
New hires in Winnipeg, Montreal and Toronto
AIC, CI will have another chance to appeal