Investor education key to future growth of SRI
Industry needs to invest in educating retail investors and advisors
- By: Fiona Collie
- May 28, 2014 May 28, 2014
- 16:00
Latest news in Industry News
Start the conversation on SRI
Advisors who raise the topic of socially responsible investing with clients will likely make a good impression
- By: Fiona Collie
- May 28, 2014 May 28, 2014
- 08:40
Bankers must work to restore trust: Carney
Erosion in social capital has to be rebuilt to make markets work
- By: James Langton
- May 28, 2014 May 28, 2014
- 06:30
Advisors urged to push back against unnecessary regulation
IFB chairman say he’s pleased Ontario Bill 157 died on the order paper
- By: Megan Harman
- May 27, 2014 May 27, 2014
- 14:40
Going broke in retirement top fear for ‘mass affluent’
U.S. survey finds that many investors are unwilling to cut spending to invest for retirement
- By: James Langton
- May 27, 2014 May 27, 2014
- 14:05
Mobile deposit technology takes off
More than 20 financial institutions in Canada are now offering mobile cheque deposit to their customers
- By: James Langton
- May 27, 2014 May 27, 2014
- 13:25
KYP, KYC key for advisors to avoid legal action
90% of legal cases against financial advisors involve breaches of the Know Your Client and Know Your Product rules
- By: Megan Harman
- May 27, 2014 May 27, 2014
- 13:00
Big banks, feds agree on no-cost banking
No-cost accounts for low-income seniors, youth and students
- By: Julian Beltrame
- May 27, 2014 May 27, 2014
- 11:35
The making of the 2014 Dealers’ Report Card: Editors discuss methodology
Pablo Fuchs, senior editor of Investment Executive, and Clare O’Hara, reporter, explain the research and interview approaches used to put together the 2014 Dealers’ Report…
- By: Pablo Fuchs
- May 27, 2014 October 31, 2019
- 09:05
SIFMA market fee challenge moving ahead
SEC has jurisdiction to consider fee rule challenges
- By: James Langton
- May 26, 2014 May 26, 2014
- 10:15
CPPIB earns 16.5% return for latest financial year
Assets under management rise to $219.1 billion
- By: David Paddon
- May 23, 2014 May 23, 2014
- 15:10
Millennials’ dependence on mobile devices changing financial behaviours: poll
Vast majority say banking apps have given them more control and improved their overall financial standing
- By: IE Staff
- May 23, 2014 May 23, 2014
- 11:20
UK insurers face growing regulatory scrutiny: Fitch
Proposed accountability rules for senior executives will probably increase the overall regulatory burden
- By: James Langton
- May 23, 2014 May 23, 2014
- 10:20
2014 Dealers’ Report Card: Editors discuss key research results
Pablo Fuchs, senior editor of Investment Executive, and Clare O’Hara, reporter, explain how dealer firms are putting the pieces together to help advisors succeed, and…
- By: Pablo Fuchs
- May 23, 2014 October 31, 2019
- 10:15
SCC upholds mandatory retirement for equity partners
Ruling has implications for financial firms structured as partnerships
- By: James Langton
- May 23, 2014 May 23, 2014
- 07:30
BDC Venture Capital, GrowthWorks win vencap award
The firms are joint recipients of CVCA’s 2014 Venture Capital ‘Deal of the Year’ Award
- By: IE Staff
- May 22, 2014 May 22, 2014
- 15:15
PMAC announces journalism award winners
IE reporter wins for feature on assisting families with special needs members
- By: IE Staff
- May 22, 2014 May 22, 2014
- 15:00
ICE names new NYSE CEO
Thomas Farley to succeed Duncan Niederauer
- By: James Langton
- May 22, 2014 May 22, 2014
- 09:40
Advisors and social media: Lost in translation?
40% of financial advisors say they interact with clients via social media, but only 7% of clients say this is the case
- By: IE Staff
- May 22, 2014 May 22, 2014
- 09:15
Poor communication hampering insurance sales
Study reveals disconnect in communication between the insurance industry and the public
- By: Megan Harman
- May 21, 2014 May 21, 2014
- 16:00
Credit Suisse settlement sets precedent for others: Fitch
Banks facing various investigations by U.S. authorities could see similar deals
- By: IE Staff
- May 21, 2014 May 21, 2014
- 15:10
Fewer Canadians buying life insurance, but the need remains
A steady increase in life expectancy has individuals more concerned about outliving their money than dying prematurely
- By: Megan Harman
- May 20, 2014 May 20, 2014
- 15:00
RSA Canada to sell insurance brokerage Noraxis
Sale to Illinois-based Arthur J. Gallagher & Co. is expected to generate $441 million
- By: James Langton
- May 20, 2014 May 20, 2014
- 08:30
Credit Suisse bank pleads guilty in U.S. tax evasion case
Bank agrees to pay $2.6 billion
- By: James Langton
- May 20, 2014 May 20, 2014
- 08:00