HSBC tax scrutiny flags compliance risks for global banks: Fitch
Conduct risks cannot be fully averted for such a large and diversified group
- By: James Langton
- February 12, 2015 February 12, 2015
- 14:20
Conduct risks cannot be fully averted for such a large and diversified group
Amalgamation follows the 2013 purchase of Jovian Financial by Industrial Alliance
1,200 investors defrauded of more than US$75 million
Poll finds more self-directed investors are including exchange-traded funds in their investment portfolios
The Investment Association has published a discussion paper on the disclosure of fees
Claridge CDPQ Israel to invest in Israeli technology sector
The Canadian firm has donated $20,000 to offer youth hockey camps in India
Samson Capital deal bolster’s Fiera’s U.S. asset management operations
Premiums and deposits up by 11.1% to $758 million
New securities class action filings outpace settlements in Canada
Deadline to nominate industry leaders set for May 22
Report flags concerns with the cost of compliance
Police allege Arvin Patel was partner with fraudster Rashida Samji
New company focuses on advisor research
Bank recognized for eight years in a row in annual Euromoney awards
Buyers lining up
It takes time for financial education to have an effect
A.R. Schmeidler services high net-worth and institutional clients
QBE operations will become part of Fairfax Eastern Europe
FIA recommends ways to improve central clearing of OTC derivatives
Almost 900 candidates across Canada wrote exams on the path to CFP certification
Investment Executive’s sister publication names Louis Vachon Quebec’s Financial Personality of the Year
LQD Markets UK enters insolvency due to unpegging of Swiss franc and euro
Purchase adds 1.4 million new customers, moves Manulife’s group retirement business to #2 in Canada
Consortium to fund the construction of a new tolled tunnel in Sydney