Although 90% of advisors feel they have an obligation to their clients to create a succession plan, only 19% of advisors have a succession plan…
With investors being more informed, they are less likely to sue their advisors if their investments go south
And with most Canadians avoiding the topic of taxes until the New Year, now is an opportune time for advisors to help clients take advantage…
The provincial regulator’s recent examinations of life insurance agents revealed several gaps in compliance, especially as they relate to disclosure
However, the bank does not intend to make the U.S. robo-advisor available to Canadian investors for the time being
TMX Market Insights features market data, analytics and applications that are available for downloading either for free or at a cost
Advisors will be able to use Kronos Technologies’ and Life Design Analysis’ offerings to improve their effectiveness and productivity
Lindsay Sawyer Fay and Darren Ryan will be celebrated and participate in a discussion during this year’s conference, which takes place in San Diego from…
The bank has also announced additional executive changes, including a new COO and the current COO moving into the role as vice chairman
Mike Pedersen will retire as president and CEO of TD’s U.S. bank and Greg Braca will take over effective June 1, 2017
Report recommends mandatory registration of tax products by tax advisors and 13 other measures
Combining the Fédération des caisses Desjardins du Québec and Caisse centrale Desjardins would simplify financial disclosure efforts
Bank /fintech partnership will speed up borrowing process for existing CIBC clients
Panel suggests new methods for fighting money laundering and identity theft
U.S. wealth management firm will continue to offer both fee-based and commission accounts
Wealthsimple and North Side are among the top global emerging fintech players in the area of digital investment management
Securefact’s new SIDni ID verification tool meets FINTRAC’s updated guidelines for customer-not-present ID verification
Toronto-based firm will open an office in Vancouver
A positive move for Canada’s retirement system is the recent promise to expand the Canada Pension Plan, which wasn’t taken into account in the Mercer/ACFS…
The online consumer lending company is preparing to raise more capital in early 2017
Lending Loop completes exempt market dealer registration process
Slocum’s team will join Pavilion Advisory Group and operate out of its Minneapolis office
The next writing of the two exams needed in the process to obtain the CFP designation take place on Nov. 25, exactly a month after…
The move would enable the firm to better respond to members’ changing needs by bringing them new products and delivering new online banking and mobile…
A new report from BMO Wealth Management finds that the vast majority of small business owners have less than $100,000 put away for their retirement