The Investment Dealers Association of Canada has fined Dianne Lena Quimper $15,000.
Quimper was a registered rep with the Edmonton branch of CIBC Investor Services Inc. She was found to have signed five client signatures on client investment account documentation and other client documents without proper written authorization.
As a condition of re-registration, she must rewrite and pass the IDA’s Conduct and Practices Handbook exam.
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