Finfluencers face U.S. fraud charges
SEC, DoJ charge eight over social media driven pump-and-dumps
- By: James Langton
- December 14, 2022 December 14, 2022
- 14:12
SEC, DoJ charge eight over social media driven pump-and-dumps
Policymakers call for enhanced liquidity management measures
The bank settled with U.S. and Danish authorities over breaches
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FCA seeks to replace EU rules with modern, effective regime
The criminal indictment is on top of civil charges from the SEC
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Firm agreed to $100,000 sanction, admitted oversight violations
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The report said $4.6 billion went to ineligible people and another $27.4 billion should be investigated
Proposals include increasing the limit on claims and publishing arbitration decisions
The panel imposed $1.1 million in penalties and $400,000 in disgorgement over a fuel-cell scheme
Weaknesses in firms' practices uncovered in compliance exams