The firm said chairman Hui Ka Yan was subjected to ``mandatory measures in accordance with the law due to suspicion of illegal crimes"
SEC, SDNY file securities fraud and conspiracy charges
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Serial scammer duped companies out of over US$1 million to fund fictional investigations
Investors were promised profits from crypto trading and mining
FSRA's fee rule for credentialing bodies exempts CIRO from full costs
Firm admitted insider trading, abusive market conduct
Fees for investment dealers to rise 6.4%, annual report says
Regulator says host touted real estate investment scheme that took US$11 million from investors
The firm's U.S. advisory unit will pay US$25 million to resolve charges
The proposals include guidance for firms to take action against bullying and sexual harassment
The ECB this month raised its benchmark deposit rate to an all-time high of 4%
Tax agency releases underused housing tax self-assessment tool
Proposal aims to ease regulatory costs, encourage capital formation by mature issuers
Regulator aims for truth in advertising, seeks to combat greenwashing
Clients' assets misappropriated rather than invested, U.S. authorities charged
Trading ahead of pending merger deals led to SEC charges
Whistleblowers provided extensive ongoing cooperation, regulator said
The aim is informed capital allocation decisions
European regulators say financial institutions should make "extra efforts" to ensure investors are aware of how inflation affects real returns
Government should have opened RESPs, RDSPs for kids in its care, suit claims
Regulators propose best practices for market players
Firm rejects regulator's allegations, cites political motive for action
SEC sanctions Stoner Cats creator over NFT sales