Home News From the Regulators Page 64

Latest news in From the Regulators

Early adopters to start nature risk disclosures article image natural environment

Early adopters to start nature risk disclosures

Global regulators issue margin proposals article image Trader at computer screen

Global regulators issue margin proposals

Trade groups seek changes to Basel III endgame article image Modern office building close up in sunlight

Trade groups seek changes to Basel III endgame

Top Federal Reserve official says inflation fight seems nearly won, with rate cuts coming

JP Morgan to pay US$18 million over confidential settlements

U.K. regulator recruiting advisors to anti-greenwashing fight article image Man painting pollution green

U.K. regulator recruiting advisors to anti-greenwashing fight

OSC seeks settlement with crypto scheme

More employees will be asking companies for home office expense tax forms this year article image Life in time of COVID-19: Mature woman working on computer from home at the stand up desk. She has long grey hair and dressed in casual black outfit. Interior of living room set up with home office station, next to window.

More employees will be asking companies for home office expense tax forms this year

Wall Street analyst pleads guilty to insider trading

Morgan Stanley sanctioned for misusing block info

CIRO aims to beef up short-selling requirements article image stock market data

CIRO aims to beef up short-selling requirements

FSRA fines former life agent $60K for recruitment scheme

European regulators to review pre-trade controls adopted to prevent flash crashes

CSA adopts electronic access model for company prospectuses article image Disclosure form

CSA adopts electronic access model for company prospectuses

Regulators approve new bitcoin funds in move that could spur more investment in the digital currency article image Crypto currency

Regulators approve new bitcoin funds in move that could spur more investment in the digital currency

  • By: Ken Sweet
  • January 10, 2024 January 10, 2024
  • 17:29

Investor, seniors advocates join OSC committee

Securities markets vulnerable to real estate: ESMA article image Houses

Securities markets vulnerable to real estate: ESMA

SEC chair denies social media post about bitcoin ETF approval article image cryptocurrencies

SEC chair denies social media post about bitcoin ETF approval

  • By: Ken Sweet
  • January 10, 2024 January 10, 2024
  • 08:45
FINRA reveals evolving compliance threats article image papers on a desk

FINRA reveals evolving compliance threats

FSRA tightens the screws on seg fund DSCs article image Entrance to Financial Services Regulatory Authority of Ontario

FSRA tightens the screws on seg fund DSCs

Maintaining mortgage stress test a positive: Fitch article image home financing

Maintaining mortgage stress test a positive: Fitch

Securities class action against mining company moves toward settlement

Former fund rep fined, banned over forgery

Bridging priority case won’t see Supreme Court

HSBC fined over DIY client fee errors