Latest news in From the Regulators

Funds using more generic ESG lingo article image ESG letters

Funds using more generic ESG lingo

Court rejects Binance’s challenge of OSC investigation article image Judge makes ruling

Court rejects Binance’s challenge of OSC investigation

Sustainable finance disclosure still falling short article image Green planet

Sustainable finance disclosure still falling short

SEC, CFTC hit delete on firms’ WhatsApp, texting article image Using phone for finances

SEC, CFTC hit delete on firms’ WhatsApp, texting

WFE proposes crypto regulation principles article image Pile of cryptocurrency coins

WFE proposes crypto regulation principles

Trading of shares of heavily indebted property developer China Evergrande suspended in Hong Kong

Wall Street analyst charged in insider trading probe

CSA finalizes derivatives conduct rules article image rules and regulations

CSA finalizes derivatives conduct rules

Fake Epstein investigation fraudster gets jail article image jail bars

Fake Epstein investigation fraudster gets jail

Crypto Ponzi schemer sentenced article image Crypto coins

Crypto Ponzi schemer sentenced

FP Canada calls for fee fairness under title protection

BCSC settles with participants in consultant scheme

Podcaster perpetrated Ponzi scheme, SEC alleges article image Picking a dollar

Podcaster perpetrated Ponzi scheme, SEC alleges

SEC sanctions Deutsche Bank for greenwashing, AML violations article image Fines graphic

SEC sanctions Deutsche Bank for greenwashing, AML violations

U.K. regulators seek to boost diversity, combat groupthink article image diversity

U.K. regulators seek to boost diversity, combat groupthink

CSA proposes WKSI model article image rules and regulations

CSA proposes WKSI model

Crypto company wrong to cancel options, court finds

U.S. fund industry slams new SEC fund-name rules article image Inspecting papers

U.S. fund industry slams new SEC fund-name rules

Ex-broker pleads guilty in crypto fraud case article image Robber captured

Ex-broker pleads guilty in crypto fraud case

Former U.S. congressman gets jail for insider trading article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former U.S. congressman gets jail for insider trading

CFTC rewards pair of tipsters article image whistleblower

CFTC rewards pair of tipsters