Latest news in From the Regulators

MFDA members elect two industry directors

Ottawa moves to modernize federal pension framework

  • By: IE Staff
  • October 27, 2009 October 27, 2009
  • 14:03

CFDs will be treated as securities, OSC says

‘Comprehensive reform’ to federally regulated pensions on its way: Flaherty

BCSC orders Ponzi schemers to surrender $16 million in ill-gotten gains

  • By: IE Staff
  • October 26, 2009 October 26, 2009
  • 12:45

Alberta ex-broker awarded $2.2 million for wrongful dismissal

G20 reforms will support long-term economic prosperity, says Carney

  • By: IE Staff
  • October 26, 2009 October 26, 2009
  • 09:10

MFDA withdraws proceedings against New Brunswick man

  • By: IE Staff
  • October 25, 2009 October 25, 2009
  • 13:37

MFDA fines Ontario fund salesman $20,000

  • By: IE Staff
  • October 25, 2009 October 25, 2009
  • 13:15

U.S. Federal Reserve introduces plan to police bank pay

ASC confirms IIROC decision in Lamontagne forgery penalty

  • By: IE Staff
  • October 22, 2009 October 22, 2009
  • 15:22

SEC shines spotlight on dark pools

Insurance regulators testing new approach for calculating capital requirements

Lessons learned from the financial crisis prompt changes at OSFI

Room for improvement in risk management practices, regulators say

Supreme Court asked to rule on consecutive sentences for fraudsters

Ottawa to crack down on fraud

Compromise possible on national securities regulator: former Quebec minister

Fraud case against Earl Jones postponed until December

International Ponzi scheme case put over to December

Ottawa seeking Supreme Court opinion on national securities regulator

SEC, CFTC release report on harmonizing oversight

Hedge fund founder charged in US$25 million insider trading case

Regulators plan for changes to fund disclosure resulting from IFRS