Latest news in From the Regulators

ESMA sustains short-selling vigilance

QuadrigaCX was a Ponzi scheme, OSC investigation finds

CSA fintech sandbox expands to Taiwan

CFTC extends Covid-19 relief article image man being rescued by lifeboat

CFTC extends Covid-19 relief

CSA relaxes approach to portfolio manager proficiency article image finding your niche

CSA relaxes approach to portfolio manager proficiency

OSC seeks receiver for asset manager article image Judge's gavel with magnifying glass on black.

OSC seeks receiver for asset manager

MFDA rejects IIROC merger overture

IIROC pitches merger with MFDA

IOSCO names board despite AGM delay

CFTC pays whistleblower $6 million article image Businessman Blowing Whistle Isolated on White Background

CFTC pays whistleblower $6 million

Title regulation still a “key priority” for Ontario

OSC seeks ban on fraudster

E-signatures prevent pre-signed forms, but pose other risks

CSA seeking input on CFR challenges

IIROC offers relief for reps unable to write exams article image School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

IIROC offers relief for reps unable to write exams

U.S. regulator collects US$40 million in fines

Offshore firm using pandemic to drum up clients, MSC warns

Mining disclosure needs polish, CSA declares

SEC whistleblower award sets new record

Shining a brighter light on bond markets

CSA speeds access to capital article image compliance solutions rubber stamp

CSA speeds access to capital

Regulator rebuffs rep’s bid for retrial

U.S. investor warned of Covid-19 relief scams article image Metal handcuffs placed over the word fraud

U.S. investor warned of Covid-19 relief scams

ESMA consults on outsourcing standards

CERB a favourite target for scammers