A hearing panel of the Prairie Regional Council of the Mutual Fund Dealers Association has suspended membership of B.C.-based Laurier Capital Planning Inc.
According to the MFDA order filed Nov. 14, Laurier is not carrying on business as a mutual fund dealer.
MFDA by-law allow a hearing panel to impose a suspension of any or all rights and privileges of
membership upon a member firm in the event the firm
is not carrying on business as a mutual fund dealer.
IE
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