In part 4 of this series, Ellen Bessner, a litigation partner at Cassels, Brock and Blackwell LLP, argues that advisors shouldn’t hide from their compliance departments. She spoke at TMX Broadcast Centre in Toronto.
Regulator requests monetary penalties, disgorgement, costs and market bans
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Firm's former CEO, David Sharpe, seeks judicial review of tribunal's findings against him
GENIUS Act marks a turning point for crypto assets industry
Private investment fund operated as a Ponzi scheme
The fiscal stimulus required to support Canadians during the pandemic was always going to be inflationary, no matter what the Bank of Canada did