Dealers’ Report Card 2016
Mutual fund and full-service dealer firms are looking for ways to address the many challenges coming their way — much to the approval of financial advisors, who are seeing new highs in their books of business.
How advisors rated their firms
Many advisors hope the introduction of CRM2 will lead to clearer and better client account statements
MGAs received high praise from their insurance advisors while those at dedicated agencies and the lone personal producing general agency were less enthusiastic
Branch-based financial advisors give the Big Six banks higher ratings
The road ahead may be bumpy for advisors, who are feeling unsettled as their firms go through major transitions related to ownership, management and technology
Advisors face a foggy future