In this week’s Gaining Altitude, Dan Richards, CEO, Client Insights, explains how to use quarterly webinars to reach prospective clients and generate client referrals.
Advisors and clients are ready for digitized insurance processes, but insurers are slow to adopt new technology
Clients say advisors are not engaging in all aspects of their financial lives
Career Pathways aims to help financial services professionals just starting out or looking to advance in their careers
The proficiency course follows requirements set out by the MFDA
The firm failed to implement any policies or procedures designed to ensure founder Sam Bouji did not act as an officer of the firm
Besides having potentially hefty fines, the GDPR’s scope is also sweeping
Bitcoin fast becoming the preferred payment mechanism in CRA scams
Regulators will propose eliminating redundant disclosure and making greater use of online technology to communicate with investors