<i>Will dedicate efforts to raising qualification standards</i><br>
<i>Continuing acquisition trend</i><br>
<i>Will continue to test and monitor systems</i><br>
<i>Rice Financial and Horizon Group set to work together</i><br>
<i>Firm prohibited from selling exempt securities</i><br>
<i>NASAA says telemarketing scams still common</i><br>
<i>List of allegations against former Fortune Financial executives</i><br>
<I>Five of Big Six banks involved</I>
<i>Salomon Smith Barney analyst recommends against playing the indexes</i><br>
<i>Members asked to comment</i><br>
<i>New members okay 'til March 2000</i><br>
<i>Principals decline to comment on story</i><br>
<i>"Lack of quality control" still a concern</i><br>
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