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  1. James Langton
    White paper opens the door to SRO merger and raises complex issues that will require a thorough policy debate, some say
  2. James Langton
    Shareholders solicited to purchase portfolio research reports that were of no value, OSC alleges
  3. James Langton
    European, Hong Kong regulators to share information on derivatives trading activity
  4. Lauren Krugel
    Suncor has called the for the creation of a new shareholder rights plan
  5. James Langton
    SRO white paper recommends securities dealers be allowed to hire reps limited to selling mutual funds and ETFs
  6. James Langton
    Larger banks wouldn't have to incorporate the supplementary leverage ratio into their capital plans and stress testing until the 2017 cycle
  7. James Langton
    HollisWealth reps sold exempt products to clients for almost eight years without properly ensuring their eligibility
  8. James Langton
    Organizations that make up the financial market infrastructure are urged to ensure they have strong cyber defences in place
  9. James Langton
    Reg AT would introduce new safeguards, mandate transparency and expand registration requirements for automated traders
  10. James Langton
    New Brunswick regulator’s hearing finds that Dean Fletcher took clients’ money but did not purchase the insurance they were promised