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  1. James Langton
    This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation
  2. James Langton
    The benefits include reducing the time and cost for firms of getting innovative ideas to market
  3. James Langton
    Toronto-based Token Founder Inc. will carry out the ICO under existing prospectus exemptions
  4. James Langton
    The U.S. fixed-income trading firm has agreed to pay almost $1 million for failing to register as an exchange or investment dealer
  5. James Langton
    Pat Chaukos announces permanent status
  6. James Langton
    A recent survey of 649 registered firms found that more than half experienced a cybersecurity incident in 2016
  7. James Langton
    Proposed changes aim to make the program work better for investors
  8. James Langton
    Canada receives highest grade following review
  9. James Langton
    Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
  10. James Langton
    The goal is to reduce regulatory burden and costs