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  1. James Langton
    The guidance aims to address the unintended consequences of new requirements that came into effect this past April
  2. James Langton
    Two of Quebec’s senior regulators to share their expertise
  3. James Langton
    The program has awarded more than US$100 million to whistleblowers
  4. James Langton
    Proposed standards aim to help to restore trust both in benchmarks and financial markets
  5. James Langton
    Proposal shortens settlement cycle from three business days to two
  6. Camille Bains
    Ponzi scheme ran by Rashida Samji collected money ranging from $50,000 to $12 million from investors over a nine-year period
  7. James Langton
    Reps made unsuitable recommendations in the sale of RCNs to retail clients
  8. James Langton
    However, more work needs to be done as the total percentage of board seats occupied by women is just 12% vs 11% a year ago
  9. James Langton
    European guidelines aim to protect consumers by improving links between the remuneration of sales staff and the fair treatment of retail investors
  10. James Langton
    Panels will discuss issues such as blockchain technology, automated investment advice and more