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  1. James Langton
    Selling or transferring life insurance policies may not be legal in Ontario
  2. James Langton
    Two industry veterans join Investor Advisory Panel
  3. James Langton
    Sandra Gale admits to breaching securities laws in selling Gold-Quest International securities
  4. James Langton
    OSC overturns IIROC decision against Mark McQuillen
  5. IE Staff
    Upcoming regulatory deadlines of interest to financial advisors. Updated weekly.
  6. David Paddon
    Northern Securities CEO in conflict of interest
  7. James Langton
    Candidate may be appointed to OBSI’s board for a term of up to three years
  8. James Langton
    Canadian authorities are working to enhance oversight of Canadian Dollar Offered Rate
  9. James Langton
    Sundre River Resorts raised $1.2 million from 30 investors without filing a prospectus or an exemption
  10. James Langton
    Investors urged to consider how an investment might fit as part of a well-diversified portfolio