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  1. James Langton
    Having trailing commissions embedded in a fee-based series is “potentially misleading for investors”
  2. James Langton
    The CSA and Bank of Canada have developed guidance to clarify new global standards in the Canadian context
  3. Alan Husdal
    Regulator promises to act early next year on other proposed exemptions
  4. James Langton
    Amendments aim to create streamlined prospectus exemption for rights offerings
  5. James Langton
    The Prudential Regulation Authority says there should be similar standards for executives at both insurers and banks
  6. James Langton
    The combined operations will be rebranded as the Office of Investor Policy, Education and Outreach
  7. Fiona Collie
    IIROC fines firm for failing to adequately supervise rep
  8. James Langton
    Global regulators seek ways to avert rule disputes
  9. James Langton
    Agreement intended to ease cooperation on investigations, litigation
  10. James Langton
    Lenny Gaudet alleged to have sold shares in Intrinsic Minerals to four Ontario investors despite trading ban