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  1. James Langton
    The new requirements are due to take effect next year
  2. IE Staff
    Regulatory deadlines and updates for financial professionals. New this update: a roundtable on embedded commissions, voluntary disclosure and much more.
  3. James Langton
    Regulators have developed a framework for sharing information and supporting innovative fintech businesses
  4. James Langton
    The three companies in question self-reported inadequacies in their systems that resulted in some clients paying excess fees
  5. Associated Press
    Stress tests show that 34 big banks have gained strength
  6. James Langton
    Report finds range of practices in implementing the countercyclical capital buffer policy designed to protect banking sector
  7. James Langton
    Deadline pushed back until July 28
  8. Rudy Mezzetta
    The federal government has accepted nine recommendations included in a report from last autumn aimed at speeding up the process of resolving objections
  9. James Langton
    Desjardins Financial Security Services admitted to the supervisory lapses involving former rep Conrad Eagan
  10. James Langton
    Won Sang Shen Cho is permanently banned from trading and purchasing securities