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  1. James Langton
    The self-regulatory organization plans to focus on issues surrounding short selling
  2. James Langton
    The SPAC advises the commission on a variety of policy and procedural initiatives relating to proceedings before the OSC’s administrative tribunal
  3. James Langton
    Securities regulators have produced a series of videos designed to help demystify certain aspects of the CRM2 reforms for clients
  4. James Langton
    The new reporting requirement is intended to enhance regulatory oversight of the U.S. Treasury market
  5. Associated Press
    Proposed new standards would affect several dozen major banks and a few big insurance companies
  6. James Langton
    IOSCO, CPMI release consultation paper
  7. James Langton
    Basel Committee issues eleventh progress report
  8. Alan Husdal
    FCA will work with the industry to develop standards for underwriting league tables
  9. James Langton
    CSA protocols intended to improve the accuracy, reliability and transparency of shareholder votes
  10. James Langton
    The is being sanctioned in connection with trade reporting failures and related supervisory violations