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  1. James Langton
    The SRC outlines its view of the essential ingredients of a safe and sound financial system
  2. James Langton
    DLT arrangements could help enhance market transparency and risk management, but there could be negative implications to consider
  3. James Langton
    The historical trading data is intended to encourage academic research on bond markets
  4. James Langton
    The rise of no-contest settlements in Ontario saw the total amount of money returned to investors almost triple to about $350 million from $111.7 million in 2015
  5. James Langton
    The regulator is following the lead many foreign regulators have taken to extend the deadline for firms to comply with certain new requirements
  6. IE Staff
    All nine Supreme Court justices dismissed appeals from Ronald Aitkens and Jeremy Peers, who are both facing Securities Act charges in two unrelated cases
  7. James Langton
    The guidance aims to address the “unique issues” robo-advisors raise while the bulletin aims to alert investors to several issues they should consider
  8. James Langton
    $120,000 now available to investment scheme victims
  9. James Langton
    The project will allow firms to test novel products and services without full regulatory approval in a way that also provides investor protection
  10. James Langton
    The settlement stems from allegations that the firm failed to properly supervise former portfolio manager Krishna Sammy