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Kaufman: Partnering for proper and efficient exempt market regulation

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Home News Industry News Kaufman: Partnering for proper and efficient exempt market regulation

Kaufman: Partnering for proper and efficient exempt market regulation

David Kaufman, president of exempt market dealer Westcourt Capital Corp., says regulators and dealers must work together to identify dealers who are not playing by the rules and support those who are. He spoke at the 2012 Exempt Market Dealers Association conference in Toronto.

  • By: David Kaufman
  • July 12, 2012 December 15, 2017
  • 10:00
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David Kaufman

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