The modernized rules would introduce investment restrictions, including concentration limits, liquidity requirements, and borrowing restrictions
Annual initiative donates a day's worth of trading commissions
But regulators are nonetheless concerned that big data may make it harder for some clients to obtain or pay for insurance
The trade group supports certain measures, but it recommends the CSA should evaluate the impact of recent reforms before making major changes
New Morgan Stanley tool integrates gender diversity criteria into an investment portfolio
Whistleblower awards top US$100 million
Charles Kamal Dass had sought a stay of the case against him on the basis of an unreasonable delay in hearing the allegations against him
Assets under management for the mutual funds industry reached $1.31 trillion last month
One small-firm industry governor elected, two new governors appointed
Firms are choosing to invest in new technologies related to data analytics and automated asset allocation rather providing clients with mobile offerings